Average Daily Volume
12.52M
Fund Overview
The ARK Innovation ETF (ARKK) is an actively managed exchange-traded fund that seeks long-term growth of capital by investing in companies that benefit from disruptive innovation. Managed by ARK Invest, ARKK focuses on industries such as genomic revolution, industrial innovation, next-generation internet, and fintech innovation. The fund typically holds between 35-55 equity positions, with a concentrated portfolio approach. ARKK gained significant attention during the 2020-2021 period for its strong performance in high-growth technology stocks, though it has since experienced higher volatility. The fund's active management style and thematic focus differentiate it from many passive, index-tracking ETFs in the innovation space.
- Asset Class
-
Equity
- Industry
-
Innovation
- Annual Dividend Rate
-
- Smart Beta
-
No
- Leveraged / Inverse
-
N/A / No
- Dividend Quality - Yield
-
- N/A
- Currency Hedged
-
No
- Portfolio Turnover
-
39 %
- Dividend Date
-
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Why Invest in the ARKK ETF?
Potential Benefits
- Provides concentrated exposure to innovative companies across multiple disruptive technology themes.
- Active management allows for rapid portfolio adjustments to capitalize on emerging innovation trends.
- Offers access to growth-stage companies that may be underrepresented in traditional index funds.
- Diversified across multiple innovation sectors (genomics, AI, fintech, etc.) within a single fund.
- Potential for significant capital appreciation during periods of strong innovation adoption.
Potential Risks
- Higher volatility compared to broad market ETFs due to concentrated positions in growth stocks.
- Active management risk - performance depends on manager's stock selection abilities.
- Significant exposure to unprofitable companies with high valuations.
- Sector concentration risk with heavy weighting in technology and healthcare innovation.
- Potential for substantial drawdowns during market rotations away from growth stocks.
Histogram
MACD
Signal
Base Line
RSI data unavailable or insufficient history.
RSI (14)
Overbought (70)
Oversold (30)
Monthly Returns (%)
| Year |
Jan |
Feb |
Mar |
Apr |
May |
Jun |
Jul |
Aug |
Sep |
Oct |
Nov |
Dec |
| 2025 |
+10.7%
|
-11.5%
|
-14.5%
|
+6.9%
|
+10.9%
|
+24.7%
|
+9.2%
|
-
|
-
|
-
|
-
|
-
|
| 2024 |
-13.3%
|
+12.9%
|
-2.3%
|
-13.2%
|
-2.3%
|
+3.5%
|
+3.6%
|
-1.6%
|
+6.0%
|
-3.5%
|
+26.3%
|
-2.1%
|
| 2023 |
+27.8%
|
-0.8%
|
+1.8%
|
-11.0%
|
+12.7%
|
+9.0%
|
+14.3%
|
-13.3%
|
-9.3%
|
-11.6%
|
+31.4%
|
+13.6%
|
| 2022 |
-20.3%
|
-6.6%
|
-5.9%
|
-28.9%
|
-6.5%
|
-9.5%
|
+13.2%
|
-7.2%
|
-9.9%
|
+1.5%
|
-2.1%
|
-16.6%
|
| 2021 |
+10.4%
|
-5.2%
|
-8.0%
|
+0.7%
|
-7.2%
|
+16.7%
|
-8.2%
|
+1.7%
|
-9.4%
|
+9.7%
|
-12.9%
|
-9.8%
|
| 2020 |
+3.5%
|
+2.0%
|
-16.7%
|
+25.7%
|
+13.5%
|
+13.5%
|
+12.7%
|
+18.6%
|
-3.5%
|
-1.3%
|
+23.8%
|
+12.6%
|
| 2019 |
+15.8%
|
+8.2%
|
+0.4%
|
+1.0%
|
-13.7%
|
+17.8%
|
+1.0%
|
-8.5%
|
-3.2%
|
+3.1%
|
+14.0%
|
-0.4%
|
| 2018 |
+11.2%
|
-0.8%
|
-4.5%
|
+0.1%
|
+11.2%
|
+3.4%
|
-1.0%
|
+11.6%
|
-4.7%
|
-10.1%
|
+4.4%
|
-13.6%
|
| 2017 |
+10.2%
|
+4.7%
|
+3.6%
|
+5.1%
|
+12.6%
|
+2.1%
|
+2.3%
|
+15.3%
|
+0.4%
|
+3.6%
|
+4.8%
|
+1.0%
|
| 2016 |
-18.2%
|
+2.2%
|
+11.9%
|
-1.3%
|
+3.2%
|
-1.0%
|
+6.7%
|
+0.1%
|
+7.6%
|
-10.2%
|
+1.0%
|
-0.3%
|
< -5%
-5% to -2%
-2% to 0%
0%
0% to +2%
+2% to +5%
> +5%
Top Holdings (by weight)
| Symbol |
Company Name |
Weight |
|
TSLA
|
TESLA INC |
11.8 % |
|
ROKU
|
ROKU INC CLASS A |
7.9 % |
|
COIN
|
COINBASE GLOBAL INC ORDINARY SHARES CLASS A |
7.3 % |
|
RBLX
|
ROBLOX CORP ORDINARY SHARES CLASS A |
7.1 % |
|
PLTR
|
PALANTIR TECHNOLOGIES INC ORDINARY SHARES CLASS A |
6.8 % |
|
CRSP
|
CRISPR THERAPEUTICS AG |
5.3 % |
|
TEM
|
TEMPUS AI INC CLASS A COMMON STOCK |
4.6 % |
|
HOOD
|
ROBINHOOD MARKETS INC CLASS A |
4.4 % |
|
TWST
|
TWIST BIOSCIENCE CORP |
2.9 % |
|
META
|
META PLATFORMS INC CLASS A |
2.6 % |
Top 10 holdings shown, out of 37 total holdings.
Related ETFs: ARKK vs Peers
Comparison highlights key differences on cost, coverage, and focus within sector ETFs.
Investment Strategy
ARKK employs an active investment strategy focused on identifying and investing in companies that stand to benefit from disruptive innovation across multiple sectors. The fund does not track an index but rather builds a concentrated portfolio based on ARK's proprietary research. The investment team uses a bottom-up approach, analyzing companies' potential to benefit from technological breakthroughs. The portfolio typically holds 35-55 equity positions, with frequent adjustments based on changing market conditions and innovation trends. ARKK primarily invests in common stocks of U.S. and foreign companies, with a focus on mid-cap and small-cap growth stocks.
Frequently Asked Questions
Is ARKK suitable for conservative investors?
No, ARKK is best suited for investors with higher risk tolerance due to its concentrated portfolio in volatile, innovation-driven companies.
How often does ARKK rebalance its portfolio?
ARKK actively trades its positions, with portfolio adjustments occurring frequently based on the investment team's research and market conditions.
What percentage of ARKK's holdings are in profitable companies?
As of recent reports, a significant portion of ARKK's holdings are in companies that are not yet profitable, which contributes to the fund's higher risk profile.
Does ARKK pay dividends?
ARKK is primarily focused on capital appreciation and typically does not pay significant dividends, as most holdings are growth-oriented companies that reinvest earnings.
Industry Overview
The ARK Innovation ETF (ARKK) operates in the thematic investing space, focusing on disruptive innovation across multiple industries. This sector encompasses companies developing transformative technologies that could change how industries operate, including artificial intelligence, DNA sequencing, robotics, energy storage, and blockchain technology. Investing in innovation-themed ETFs like ARKK offers exposure to potential high-growth areas but comes with higher risk due to the early-stage nature of many holdings. The innovation sector tends to perform best during periods of low interest rates and strong investor risk appetite, but can underperform during market downturns or when interest rates rise.
Alternative Comparison
Compared to similar innovation-focused ETFs like QQQ or VGT, ARKK takes a more concentrated and active approach. While QQQ tracks the Nasdaq-100 index and VGT follows the MSCI US Investable Market Information Technology Index, ARKK's portfolio is actively selected across multiple innovation themes. ARKK typically has higher expense ratios (0.75%) than passive tech ETFs but offers exposure to earlier-stage companies. Unlike some competitors that focus solely on established tech giants, ARKK maintains significant exposure to smaller, high-growth potential companies across various innovation sectors.
Issuer Overview
ARKK is managed by ARK Invest, an investment management firm founded in 2014 by Cathie Wood that specializes in disruptive innovation. ARK Invest is known for its active management approach, transparent research process, and conviction in long-term thematic investing. The firm publishes regular research on innovation trends and maintains an unusually high level of transparency about its investment decisions and portfolio holdings.
Conclusion
ARK Innovation ETF (ARKK) offers investors a unique, actively managed approach to accessing disruptive innovation across multiple sectors. While the fund has demonstrated potential for significant growth during favorable market conditions, it also carries higher volatility and risk than more diversified technology or broad market ETFs. Investors considering ARKK should have a long-term time horizon and tolerance for substantial price fluctuations. The fund may serve as a satellite holding in a diversified portfolio for investors seeking targeted exposure to innovation themes.
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